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Securities Agents, Investment Dealers and Brokers  (NOC 1113)
Hamilton--Niagara Peninsula Region
Description |  Titles |  Duties |   Related Occupations

Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.

agent, securities, bond dealer, broker, commodity broker, discount broker, floor trader – commodity exchange, foreign exchange trader, investment dealer, mutual fund broker, mutual fund sales representative, registered investment representative, securities sales agent, securities trader, stockbroker, supervisor, registered representatives.

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Securities agents and investment dealers perform some or all of the following duties:
  • Develop long-term relationships with their clients by preparing investment strategies to help them achieve their financial goals, offering advice and information on various investments to guide them in managing their portfolios
  • Review financial periodicals, stock and bond reports, business publications and other material, and develop a network within the financial industry to gather relevant information and identify potential investments for clients
  • Carry out investment orders by buying and selling stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers or companies such as banks, trust companies and insurance firms
  • Monitor clients' investment portfolios and ensure that investment transactions are carried out according to industry regulations.
Brokers perform some or all of the following duties:
  • Buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers
  • Develop trading strategies by reviewing investment information and monitoring market conditions from the exchange floor and through contact with trading departments of other investment firms, pension fund managers and financial analysts
  • Make bids and offers to buy and sell securities and complete details of sales on exchange trade tickets
  • Prepare reviews of portfolios' positions.
Included Cities in Region | Service Canada Offices

Brantford, Burlington, Hamilton, St. Catharines, Niagara Falls, Port Colborne, Stoney Creek, Thorold, Welland, Dundas, Dunnville, Fort Erie, Grimsby, Lincoln, Niagara-on-the-Lake, Simcoe, Bay Beach, Beamsville, Carlisle, Crescent Beach, Crescent Park, Crystal Beach, Delhi, Flamboro, Fort Erie Beach, Fort Erie North, Mississauga Beach, Mulgrave, Oakhill Forest, Old Fort Erie, Point Abino, Port Dover, Ridgeway, Ridgewood, Rose Hill Estates, Shand's Corner, Thunder Bay, Waterford, Wavecrest, Waverly Beach, Woodhouse Acres

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View a list of Service Canada offices in this area.

Jobs for Securities Agents, Investment Dealers and Brokers in Hamilton--Niagara Peninsula Region

Job opportunities from Job Bank and contributing job sites are updated daily.

There are currently no job offers available in Hamilton--Niagara Peninsula Region for this occupation.

Where to look for job opportunities

Job postings can be found in many places: on the Internet, on community bulletin boards, at job fairs or in newspaper help wanted sections.

Information about available work is often circulated through managers, employees and business associates, as well as through family, friends and acquaintances. Networking Link opens in a new window is one of the best ways to search for jobs.

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